the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered

, being well aware that prevention of those scams needs collective efforts of all relevant parties, has called for collaboration of business operators, i.e., securities companies, investment management

Multilateral Collaboration initiative serves as a vital platform connecting business operators, social entrepreneurs, and community enterprises. It reflects the commitment of all sectors to join forces in

guidelines in the investment management industry. This initiative seeks to enhance collaboration, benefiting the sustainable and stable growth of the industry. Ms. Nataya Niyamanusorn, Assistant Secretary

Memorandum of Understanding (MOU) to strengthen mutual collaboration in capital market oversight. This collaboration aims to improve regulatory efficiency within each organization’s legal framework, creating

Bangkok, 24 January 2024 – The Securities and Exchange Commission (SEC) reinforces collaboration with the Department of Special Investigation (DSI) regarding the legal proceedings against the

collaboration in case further clarifications or investigations are required. The meeting was held on 24 January 2024 at the DSI Building. In the picture (from left to right):1. Ms. Pattanaporn Tripipat, SEC

Fundraising to Strengthen the Nation's Foundation of Sustainable Development” at the “Multilateral Collaboration for Sustainability” seminar, held on March 1, 2024 at Professor Sangvian Indaravijaya

collaboration in preventing securities trading violations under the Securities and Exchange Act and the Anti-money Laundering Act. This agreement aims to support effective law enforcement capabilities and

and more efficient as well as timely law enforcement against offenders. He expressed satisfaction with this three-agency collaboration, viewing it as a significant milestone in narrowing operational