), with the intention to impersonate and claim that their investment solicitations have been approved by the SEC* or the aforementioned organizations, causing considerable harm to the public. The SEC
guidelines in the investment management industry. This initiative seeks to enhance collaboration, benefiting the sustainable and stable growth of the industry. Ms. Nataya Niyamanusorn, Assistant Secretary
Memorandum of Understanding (MOU) to strengthen mutual collaboration in capital market oversight. This collaboration aims to improve regulatory efficiency within each organization’s legal framework, creating
follows due process of law, including collaboration with relevant agencies. In the case of STARK, upon learning of the news, we communicated with DSI our readiness to extend further collaboration, by
collaboration in case further clarifications or investigations are required. The meeting was held on 24 January 2024 at the DSI Building. In the picture (from left to right):1. Ms. Pattanaporn Tripipat, SEC
Fundraising to Strengthen the Nation's Foundation of Sustainable Development” at the “Multilateral Collaboration for Sustainability” seminar, held on March 1, 2024 at Professor Sangvian Indaravijaya
collaboration in preventing securities trading violations under the Securities and Exchange Act and the Anti-money Laundering Act. This agreement aims to support effective law enforcement capabilities and
collaboration to prevent and suppress securities-related offenses, setting the stage for more integrated efforts among justice-related agencies to take swifter and stronger legal action against offenders.SET
collaboration on academic research and the promotion of financial literary through the education system. This joint effort is a major step towards proactively adapting the education system to foster appropriate
The current situation regarding investment scams through online channels has become increasingly concerning and has caused widespread harm to the public. Various deceptive tactics are being used