Memorandum of Understanding (MOU) to strengthen mutual collaboration in capital market oversight. This collaboration aims to improve regulatory efficiency within each organization’s legal framework, creating
standards. The MOU with the DSI aims to enhance collaboration for prevention and suppression of offenses related to special legal cases to improve enforcement efficiency. Such mutual effort will focus on
investment fraud, unlicensed companies, and other suspicious activities reported by member countries. The goal is to display and warn the public about these flagged entities, thereby enhancing the efficiency
derivatives warrants and investor self- assessment tests. SEC Secretary-General Pornanong Budsaratragoon said: “The SEC emphasizes the importance of our collaboration with the Investment Banking Club, which
, being well aware that prevention of those scams needs collective efforts of all relevant parties, has called for collaboration of business operators, i.e., securities companies, investment management
Multilateral Collaboration initiative serves as a vital platform connecting business operators, social entrepreneurs, and community enterprises. It reflects the commitment of all sectors to join forces in
guidelines in the investment management industry. This initiative seeks to enhance collaboration, benefiting the sustainable and stable growth of the industry. Ms. Nataya Niyamanusorn, Assistant Secretary
Bangkok, 24 January 2024 – The Securities and Exchange Commission (SEC) reinforces collaboration with the Department of Special Investigation (DSI) regarding the legal proceedings against the
collaboration in case further clarifications or investigations are required. The meeting was held on 24 January 2024 at the DSI Building. In the picture (from left to right):1. Ms. Pattanaporn Tripipat, SEC
Fundraising to Strengthen the Nation's Foundation of Sustainable Development” at the “Multilateral Collaboration for Sustainability” seminar, held on March 1, 2024 at Professor Sangvian Indaravijaya