the readiness for performance of a provident fund committee?s duties. The SEC is well aware of the significant role of the provident fund committee members and therefore puts strong emphasis on the
Complex Type 2 Investment Consultant
Plain Investment Consultant
Bangkok, June 17, 2014 ? SEC urges securities and asset management companies to concretely consider supporting anti-corruption with disclosure of Anti-corruption Progress Indicator of listed companies in the research. Meanwhile, securities and asset management companies are also urged to become a role model for anti-corruption practices as the Indicator of each business operators will be publicized from 2016 onwards.Chalee Chantanayingyong, SEC Deputy Secretary-General, said following disclosure...
Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), participated in a meeting with Mr. Varavongsa Ramangkura, Vice Minister of Commerce; Ms. Nusara Kanjanakul, Director General of the Department of Intellectual Property (DIP); and representatives from the private sector, including commercial banks, record labels, and artists.The meeting, organized by DIP, focused on discussions under the theme, “Expanding Funding Opportunities for Artists through Copy...
The new partnership between CDP, which runs the global TCFD-aligned environmental disclosure system, and the SEC will include collaboration on a number of important areas including: • Co-developing a programme to improve the quantity and quality of environmental disclosures from corporates and financial institutions in Thailand • The provision of data and insights from CDP to the SEC and other policy actors to support the priorities laid out in the Sustainable Finance Initiatives for Thailand...
SEC Thailand Assistant Secretary-General, Mrs. Charuphan Intararoong opened the event with remarks highlighting the growing importance of ESG in enhancing market resilience and investor confidence. She expressed gratitude to Mr. Richard McGillivray, Senior Director of Product Advocacy and Education for Asia Pacific at CFA Institute, for his valuable contributions. Mr. McGillivray led interactive sessions, including workshops and case studies, that engaged approximately 200 industry partic...
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET), the Thai Investors Association (TIA), and the Faculty of Law, Chulalongkorn University, co-organized a seminar on “Class Action Case Proceedings” to share knowledge about class action to interested parties and provide assistance to those adversely affected in the capital market due to violation of the Securities and Exchange Act, ensuring their protection and avenues for redress. Mr....