Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), participated in a meeting with Mr. Varavongsa Ramangkura, Vice Minister of Commerce; Ms. Nusara Kanjanakul, Director General of the Department of Intellectual Property (DIP); and representatives from the private sector, including commercial banks, record labels, and artists.The meeting, organized by DIP, focused on discussions under the theme, “Expanding Funding Opportunities for Artists through Copy...
The new partnership between CDP, which runs the global TCFD-aligned environmental disclosure system, and the SEC will include collaboration on a number of important areas including: • Co-developing a programme to improve the quantity and quality of environmental disclosures from corporates and financial institutions in Thailand • The provision of data and insights from CDP to the SEC and other policy actors to support the priorities laid out in the Sustainable Finance Initiatives for Thailand...
Bangkok, November 7, 2013 ? The SEC, Association of Provident Fund (AOP) and Association of Investment Management Companies (AIMC) collaborated to develop an Accredited Provident Fund Committee Members Program (APC). The APC aims at educating the provident fund committee members on best practices, good governance and duties of the provident fund committee. The program includes knowledge on various financial instruments, how-to select investment policies and asset management companies, and perfor...
Facebook Page ชื่อ Manage future trade : Unlicensed securities and derivatives business (Disclosure Date : 16/07/2024)
SEC Thailand Assistant Secretary-General, Mrs. Charuphan Intararoong opened the event with remarks highlighting the growing importance of ESG in enhancing market resilience and investor confidence. She expressed gratitude to Mr. Richard McGillivray, Senior Director of Product Advocacy and Education for Asia Pacific at CFA Institute, for his valuable contributions. Mr. McGillivray led interactive sessions, including workshops and case studies, that engaged approximately 200 industry partic...
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET), the Thai Investors Association (TIA), and the Faculty of Law, Chulalongkorn University, co-organized a seminar on “Class Action Case Proceedings” to share knowledge about class action to interested parties and provide assistance to those adversely affected in the capital market due to violation of the Securities and Exchange Act, ensuring their protection and avenues for redress. Mr....
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...
Facebook page Manage Mutual Funds impersonates BBL Asset Management Co.,Ltd : Unlicensed securities and derivatives business (Disclosure Date : 02/09/2024)
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure