drive up prices, and submitting buy orders during the pre-opening or closing periods to manipulate opening or closing prices. The specific instances of manipulation occurred during the following periods

court SEC Act (before the fifth amendment) Section 241 Civil Action Dated 24/10/2017

lawsuit to a civil court SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 24/10/2017

83 of the Penal Code and 297 para.2 Civil Action Dated 05/01/2024

with Section 83 of the Penal Code and 297 para.2 Civil Action Dated 05/01/2024

companies for 1 year. SEC Act (before the fifth amendment) Section 241 Civil Action Dated 24/05/2017

executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 and 241 Civil Action Dated 16/06/2017

an amount of 299,250.00 Baht     - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section 241 Civil Action Dated 16/06/2017

Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017

> SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017