Bangkok, July 7, 2014 ? The SEC is seeking public comment on revisions of client assets report of securities companies and derivatives brokers to be applicable to commercial banks and life-insurance
Facebook page Owen Shop : Unlicensed securities and derivatives business (Disclosure Date : 29/03/2023)
Facebook Page Babi Shop : Unlicensed securities and derivatives business (Disclosure Date : 24/08/2022)
Facebook page "GOLD SHOP OWNER" : Unlicensed securities and derivatives business (Disclosure Date : 20/04/2026)
Bangkok, May 22, 2015 ? The SEC revised regulations on business operation concerning report of significant change in operating system, suitability test and client asset report.The Capital Market
Bangkok, May 31, 2011 - The SEC will revise regulations on taking custody of client?s assets by securities company and derivatives broker in response to upcoming reduction of protected deposit under
Bangkok, January 18, 2012 ? The Capital Market Supervisory Board has resolved to revise the rules on custody of client assets by securities companies and derivatives brokers ("the companies") to