underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of
Bangkok, April 25, 2012 ? The SEC is seeking public comment on the draft regulation with a view to strengthening role of compliance unit of business operators in the capital market (securities
Facebook page Krystal Clear Fashion : Unlicensed securities and derivatives business (Disclosure Date : 11/10/2022)
investment trust (REIT), to ensure accurate, clear and sufficient information for investors? investment decision.Chalee Chantanayingyong, SEC Deputy Secretary-General revealed that ?Recently, a number of
Thailand (UNGCNT), organized a workshop titled “SDG-Smart Impact Measurement and Management (IMM), Class 4.” The workshop focused on training participants to use the UNDP’s automation platform, which
Thailand (UNGCNT), organized a workshop titled "SDG-Smart Impact Measurement and Management, Class 3." Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Mr. Renaud Meyer, UNDP Resident
Bangkok, 16 November 2017 ? The SEC has notified Pace Development Corporation Plc. (PACE) to clarify the assumptions used in the fair value measurement of its investment in Pace Project One Co., Ltd
measurement of its investment in Pace Project One Co., Ltd. (Pace One) and Pace Project Three Co., Ltd. (Pace Three). The deadline is extended to 15 January 2018.Earlier, the SEC instructed PACE to clarify the
Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual