List of investment analysts / investment consultants classified by company Please wait... List of investment analysts / investment consultants classified by company Please enter search criteria. Date

Report on expiry dates of investment analysts / investment consultants classified by company Please wait... Report on expiry dates of investment analysts / investment consultants classified by

to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012; classified as prohibited characteristics of personnel in the capital market according to Clause 6(1) of

and Investment Consultant dated January 18, 2012; classified as prohibited characteristics of personnel in capital market according to Clause 6(1) and (2) of the of the Notification of Capital Market

Investment Consultant dated January 18, 2012; classified as prohibited characteristics of personnel in the capital market according to Clause 6(1) of the of the Notification of Capital Market Supervisory Board

Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012; classified as prohibited

{B}'s action was also deemed as breach of duty by performing investment analyst or investment consultant duty without obtaining the SEC's approval. Their actions were classified as prohibited

investment exceeding 100% of NAV will be classified as high risk products and subject to additional regulations to mitigate risk of misselling; for instance, description of the worst case scenario for

: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012; classified as prohibited characteristics of personnel in the

Statistics of approved investment analysts / investment consultants Please wait... Statistics of approved investment analysts / investment consultants Type of License April 2021 May 2021 June 2021