Facebook page "Choose wisely in financial business" : Unlicensed securities and derivatives business (Disclosure Date : 20/11/2025)
Microsoft Word - 61-01_E_Explanation of overall operation for 2017.DOC FANCY WOOD INDUSTRIES PUBLIC CO.,LTD. 257 MU 1 SOI HYLAND, SUKSAWAT RD., PRASAMUTJADEE, SAMUTPRAKARN 10290, THAILAND TEL : (662
Bangkok, 11 April 2025 – At the SEC Board’s meeting convened on 10 April 2025, the SEC Board passed a resolution approving amendments to the regulations of the Stock Exchange of Thailand (SET), as proposed by the SET. These amendments aim to enhance oversight of orderly securities trading by removing Non-SET100 Index securities from short selling eligibility. These SET’s regulations will take effect on 16 April 2025. Additionally, all short selling transactions must comply with the Uptick Rule,...
firms and the audit work quality of listed companies.Senior Assistant Secretary-General Prakid Punyashthiti said: ?The overall results of the second-cycle inspection show continued improvement in the work
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The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide
improving the overall licensing scheme and provided observations and suggestions on important issues. The SEC has incorporated such feedbacks to revise the principles for more appropriateness. For example
choose the persons to operate a business on their behalf in a more flexible manner, whereby the business operators will be able to delegate other persons in respect of work related to the business
companies comply with the following key regulations: 1) To provide several investment plans for members to choose from, including a qualified default policy for those without expressed preference; 2) To
take-home products. Executive Summary 2 Overall Operating Results of the Company in Q3/2020 Q3/19 Q3/20 9M/19 9M/20 Change +/(-) (THB million) YoY 9M Operating Revenue 312 198 (37%) 911 561 (38%) Gross