characteristic of capital market business personnel Type 2**. SEC has therefore revoked the approval for Sarunya as investment consultant for five years, effective from 16 September 2020. In addition, her
addition, clients should be given more than one choice of fund, and intermediaries should follow up on clients? investments on a regular basis and keep clients informed of changes for clients? benefits
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management companies must be confirmed for transactions via SMS or email from banks or asset management companies. Investors are advised to update their fund books (if any) on a regular basis in order to
who receive regular monthly salary). 5. Approved to propose the AGM to consider and approve the appointment auditors for the company for fiscal year 2019 as follows; Ms. Sulalit Ardsawang (Certified
Securities and Exchange Commission No. KorThor. 16/2555 Re: Determination of Types of Securities Having Characteristic Similar with Investment Units _____________ By virtue of Section 14 of the Securities and