Microsoft Word - fully covered.doc การลงทุนใน derivative หรือ warrant ท่ีกําหนดให ตองทําการ fully cover ไว ซ่ึงประเภทหลักทรัพยและทรัพยสินท่ีกองทุนสามารถใช cover ได ประกอบดวย 1. เงินสด 2. เงิน

characteristic of capital market business personnel Type 2**. SEC has therefore revoked the approval for Sarunya as investment consultant for five years, effective from 16 September 2020. In addition, her

conditions under the contract made with the responsible securities company. Thus, investors should be fully aware of risks associated with such specific type of trading

indirectly holds not less than 99 percent of total issued and fully paid-up shares 3. General characteristic of the transactions Master Service Agreement SPM SG is entitled to develop the Project Crossroads

 ordinary shares at 6,000,000 shares , par value at THB 5.00 fully paid‐up.    The above transaction  is considered as the acquisition of assets according to the Stock Exchange of Thailand  Notification Re

without fully explaining the fund's features nor giving the fund fact sheet to the client for self-study. The client misunderstood that the trigger fund was a fix-income fund similar to the product of the

proportion of 80% 1. Transaction date The Company entered into the Share Purchase Agreement and fully paid for the Transaction on 16 June 2015. 2.The parties involved and the relationship with the Company

B.E. 2546. 3. General Characteristic of the Transactions and Details of the Acquired Assets 3.1 General Characteristic of the Transaction The Subsidiary shall purchase entire Leyland’s ordinary shares

and derivatives. The first part is under the Notification issued by the Capital Market Supervisory Board concerning the application and approval that have a characteristic of the bonds. These

Securities and Exchange Commission No. KorThor. 16/2555 Re: Determination of Types of Securities Having Characteristic Similar with Investment Units _____________ By virtue of Section 14 of the Securities and