caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities. The SEC has been monitoring and observing events or exhibitions
, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise caution when allowing
On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset investment is usually exposed to relatively high risk from price volatility. In addition, the SEC reiterates that listed companies should take action and consider various fact...
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 19/02/2018 - 27/02/2018
) fund, which is managed by a person who has been named in a complaint filed by a foreign regulator on account of managing investment without approval. If approached with a solicitation to invest in
further proceedings. ----------------------------- Note: MAS Investor Alert List is available at http://www.mas.gov.sg/IAL.aspx?sc_q=onecoin
The Securities and Exchange Commission (SEC), led by Ms. Archinee Pattamasukhon, SEC Assistant Secretary-General, participated in a press conference on “Warning of Online Investment Scams,” hosted
invest in such products should proceed with extra caution since:(1) The product above has not been screened with regard to its qualifications and smart contracts by SEC-approved ICO portals; (2
supervision can be verified on the Investor Alert List via this link: https://market.sec.or.th/public/idisc/en/InvestorAlert Furthermore, to report any leads concerning suspicious activities, please contact