caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities.   The SEC has been monitoring and observing events or exhibitions

, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise caution when allowing

On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset investment is usually exposed to relatively high risk from price volatility. In addition, the SEC reiterates that listed companies should take action and consider various fact...

Line "OHKAJHU" and Line "Broker_Aom" : Unlicensed securities and derivatives business (Disclosure Date : 07/10/2025)

days (within 14 August 2018) to continue their businesses until an order to cease their businesses is given.As of 14 August 2018, these seven existing businesses seeking operating licenses, in line

Line "SET" : Unlicensed securities and derivatives business (Disclosure Date : 20/10/2025)

Line "OHKAJHU" : Unlicensed securities and derivatives business (Disclosure Date : 22/07/2025)

Line "Natthaphong" : Unlicensed securities and derivatives business (Disclosure Date : 29/08/2025)

Line "Kanokwan" : Unlicensed securities and derivatives business (Disclosure Date : 01/09/2025)

Line "OKJservice" : Unlicensed securities and derivatives business (Disclosure Date : 20/11/2025)