caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities. The SEC has been monitoring and observing events or exhibitions
, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise caution when allowing
On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset investment is usually exposed to relatively high risk from price volatility. In addition, the SEC reiterates that listed companies should take action and consider various fact...
: Thai SEC’s Impact on Financial Innovation” ในงาน Block Mountain 2025 “Spark the Future: Explore Web 3.0 Experience” เพื่อแสดงให้เห็นถึงแนวทางของ ก.ล.ต. ในการส่งเสริมการระดมทุนผ่านโทเคนดิจิทัลและการนำ
Digital Asset Regulation: the Thai SEC’s Impact on Financial Innovation” at Block Mountain 2025: “Spark the Future: Explore Web 3.0 Experience” event. As a guest speaker, the SEC Director highlighted the
Secretary-General, presided over the event. Additionally, the event featured a workshop for stakeholders to exchange views, share experiences, and explore ways to further develop provident funds. The seminar
capital market as well as SMEs’ and startups’ capital market access to funding sources. The regulators came to a mutual decision to further explore ways for development and implementation of connectivity
urges the private sector to exercise caution and refrain from using response letters in such manner.In any case, the SEC’s response letters to inquiries may contain facts that have changed or are specific
. Theeranuch Thongchew, Assistant Secretary-General of the National Savings Fund (NSF), joined the discussion to explore ways to further develop the ideas on the Mini Stage on 30 May 2024.In the picture:Ms
Representative UNDP Thailand, along with the UNDP team to explore potential collaboration between UNDP and the SEC, demonstrating a shared commitment to advancing sustainability in the Thai capital market in