and public sector organizations. In 2024, the SEC received four DG Awards, as follows: (1) Digital Government Award – Department-Level Agencies Category, 2nd Place, in recognition of
Bangkok, May 29, 2013 ? The SEC has been awarded a ?Thailand ICT Excellent Awards 2012?in the ?Knowledge Management? category for internal knowledge management under the SEC Centerpoint Project. The
the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered
offering for sale newly issued securities in the category of debentures without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instruction or
securities in the category of debentures between August 11, 2017 and August 5, 2020 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the
Thai Technician Professional Company Limited's offering foe sale newly issued securities in the category of convertible debentures without approval from the SEC Office which is breach of The
, shall be liable for SMT's offering to sale newly issued securities in the category of debenture without approval from the SEC Office during 21 June 2018 – 21 February 2019 resulted from the
sale newly issued securities in the category of Promissory Note (P/N) between December 2014 to December 2021 without approval from the SEC Office which is in breach of The Securities and Exchange Act B.E
the category of Crowdfunding bond between December 17, 2021, and May 17, 2022 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the
the category of Private placement between Between 24 – 26 May 17, 2023 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instruction