;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
's system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
/2003 2. Notification of the Securities and Exchange Commission 32/2545 (Synopsis) 28/03/2002 16/04/2002 3. Notification of the Securities and Exchange Commission 47/2540 31/12/1997 31/12/1997 4
Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 3. Notification of Capital Market Supervisory Board TorThor. 23/2553 Rules for Undertaking Derivatives Business for Licensed
. Notification of the Securities and Exchange Commission KorThor/Nor/Khor 4/2548 Qualifications and Other Prohibited Characteristics of Executives of Securities Companies (Synopsis) 17/01/2005 01/03/2005 2
Securities and Exchange Commission SorThor. 55/2546 Report Forms of Securities Companies (Synopsis) 26/12/2003 01/01/2004 Report/Form (Notification of Securities and Exchange Commission) Form Bor.Lor.2
Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 2. Notification of the Securities and Exchange Commission 16/2553 (Synopsis) 01/12/2010 01/01/2011
) (Synopsis) 23/01/2007 16/03/2007 2. Report/Form (Notification of Securities and Exchange Commission) (Synopsis) 23/01/2007 16/03/2007 3. Report/Form (Notification of Securities and Exchange Commission
Commission KorMor. 10/2559 Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 3. Notification of the Securities and Exchange Commission 16/2553
and Exchange Commission KorMor. 10/2559 Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 5. Notification of the Securities and Exchange