former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
categorized as connected transactions and issues and offers new ordinary shares to the private placement (Addition No.2) 17/12/2021 17:05 Notification of Resolution of the Board of Directors' meeting No.7/2021
categorized by issues 2022 3 Action on financial statements of listed companies 2022 4 Action on approved persons 2022 5 Aggregate complaints data 2022 6 Investigations classified by types of offences
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ordinary persons categorized in the institutional investor group to not receive appropriate protection when engaging in Repo transactions with business operators.The SEC is therefore proposing to amend the
can also be categorized by industrial sector in which it invests, for example, if invested in transportation system project, infrastructure fund will be listed under transportation and logistics sector
using subscription money in excess of the total amount expected to obtain from the offering for any other business before returning money to unallocated subscribers completely; (3) report securities
obtain from the offering for any other business before returning money to unallocated subscribers completely; (3) report securities allotment results to the SEC Office jointly with an offeror as per the
before returning money to unallocated subscribers completely; (3) report securities allotment results to the SEC Office jointly with an offeror as per the rules prescribed by the Notification of the Office
completely; (3) report securities allotment results to the Office jointly with an offeror as per rules prescribed in the Notification of the Office of the Securities and Exchange Commission governing report on