business operators providing bond securities business services to examine and ensure that the ultimate beneficiary owners (UBO) register for their authentication with the BOT before providing the

Bangkok, April 20, 2016 ? The SEC is seeking public comments on draft amendments to the rules concerning the categorization of salespersons and sales process of capital market products to promote

, dealing, or underwriting of debt securities and Sukuk – to register as a bondholders’ representative. This is to ensure that the categorization of securities aligns more closely with the roles and

shareholders’ approval, (2) inclusion of financial assistance to the transaction list subject to material transaction rules, (3) repeal of the categorization of related party transactions to subject them to the

the relevant regulation*. The SEC is also proposing to stipulate a minimum Authentication Assurance Level (AAL) for clients’ online transactions via the company’s system based on associated risks

NDID มีเวลาในการทดสอบและพัฒนาระบบที่เพียงพอ ก.ล.ต. จึงเห็นควรขยายเวลาของการมีผลใช้บังคับออกไปอีก 1 ปี เป็นวันที่ 1 ม.ค. 2564 นอกจากนี้ เพื่อยกระดับมาตรฐานการยืนยันตัวตน (Authentication) สำหรับการทำ

method, as well as to increase the trustworthiness in the identification and authentication process for onboarding customers  that could boost the standard of performing e-KYC in the capital market. The

accordance with international standards. This includes (i) calculation of ratio limit, (ii) categorization of fund types to better reflect investment risks based on net exposure instead of investment value

72,219 Total shareholders’ equity 1,095,662 1,051,995 43,667  Total assets increased by 115.89 million Bahts, mainly from categorization of Other Long Term Investments into Other Non-Current Financial