Investor Code Working Group, which comprises the representatives from the SEC and the AIMC, is preparing the Code to be used as a framework for laying out policies and guidelines for operating business based

The ASEAN Capital Markets Forum (ACMF) today approved the ACMF Annual Implementation Plan 2016 (Annual Plan 2016), which sets out ACMF?s immediate priorities for the year, during its 24th meeting

Bangkok, May 29, 2013 ? The SEC has been awarded a ?Thailand ICT Excellent Awards 2012?in the ?Knowledge Management? category for internal knowledge management under the SEC Centerpoint Project. The

Earlier, the SEC filed a criminal complaint against the 10 entities with the Department of Special Investigation (DSI) on account of fabricating financial statements, disclosing false information in the Registration Statement for debt securities offering and committing a fraud to gain assets of the exploited public, liable to be offenses under the Securities and Exchange Act B.E. 2535 (1992) (SEA). The 10 offenders are: (1) STARK, (2) Mr. Chanin Yensudchai, (3) Mr. Vonnarat Tangkaravakoon, (4) {...

Following the discussion with TFAC on 13 March 2020, SEC submitted a letter to TFAC on 17 March 2020 to propose an issuance of accounting guidelines in response to the COVID-19 situation that could affect the preparation of financial statements of listed companies. The main objective of the guidelines is to ensure clarity of application of accounting standards in financial statements of listed companies during the crisis and mitigate potential impacts on business operation. The two acc...

affecting the development of securities businesses in the capital market, both in Thailand and aboard, in order to lay out the landscape, securities business structure, policies and directions for promoting

The SEC has received excellent results in the CRMS Assessment for the year 2023 from the PACC* in the areas of approval related operation, which demonstrated the SEC’s commitment to driving and

VGI PUBLIC COMPANY LIMITED BUSINESS HIGHLIGHTS 2019/20  VGI, an Offline-to-Online (“O2O”) Solutions provider, delivered another excellent performance, achieving its full- year target with all-time

aforementioned transactions. The audit must be carried out by an auditor on the SEC Approval List. Additionally, SAM must submit the special audit report, along with all relevant documents and evidence, to the SEC

247 and 246, respectively. In this regard, the matter of Vijit involvement will also be considered. ?Investigation on this incident has been carried out under the SEC regular procedures where workflow