Bangkok, January 19, 2012 - The SEC has suspended six investor contacts for involving in the share price manipulation of Traffic Corner Holding Plc. (TRAF), currently M Pictures Entertainment Plc. (MPIC), which took place at the end of 2007 and in 2008. The suspensions became effective on December 31, 2011, with details below: (1) Sippakorn Kawsaart, then customer relations manager at KTB Securities Co., Ltd., colluded with other offenders in using other persons? trading accounts to manipulate t...
Bangkok, 3 November 2017 ? The SEC emphasizes the importance of information disclosure in the registration statement and prospectus so that investors will be able to access complete information before making decisions to invest in initial public offerings (IPO). SEC Deputy Secretary-General Prakid Punyashthiti said: ?Investors should study the information of any financial instument of their interest before deciding to invest. In case of IPOs, investors can access important information in the p...
investors to carefully and prudently study the information from the complete version of summarized significant features of securities (Fact Sheet) to clearly understand the product and appraise own risk
Bangkok, August 5, 2011 ? The SEC urges shareholders of GSTEEL to carefully study and make decision on the connected transactions with ArcelorMittal Netherland B.V. (AM), which consist of the company
According to the SEC’s findings, CoinEx platform provided services as a digital asset exchange to facilitate trading and exchange of digital assets for a fee. It also solicited and advertised CoinEx services in Thailand using Thai language via social media such as Facebook and Twitter (currently named X), Medium and Telegram. In this regard, Puttipong presented himself as partner of CoinEx Thailand and the person in charge of CoinEx booth at Thailand Crypto Expo 2022 held at the Bangkok In...
Bangkok, August 25, 2011 - The SEC urges shareholders of Scan Global Plc. (SCAN) to carefully study information before ratifying the 11 connected transactions and the acquisition of assets that SCAN
company directors and the unclear information regarding the invitation to the Board of Directors meeting, the SEC has therefore instructed JKN and persons involved to give additional clarification and
Earlier, the Civil Sanction Committee decided to impose civil penalties against the 40 offenders for manipulating AJD shares* but they either failed to acknowledge or refused to comply with the civil sanction imposed by the Civil Sanction Committee. It was then considered that the 40 offenders refused to extinguish the case with the SEC. Therefore, the SEC requested the public prosecutor to bring the case against all offenders for the Civil Court to impose the highest civil sanction...
investment complies with the company’s investment policy framework as laid out by the Board, and that it has been considered carefully and reasonably. Despite exposure to several risk factors, the investment
is a continuation of Phase 1, which focused on the energy and transportation sectors. The development of Phase 2 involved stakeholder consultations that began in February 2024, followed by a public