were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for
capital to green investments that are essential in driving sustainable growth in Thailand.”Mr. Andres Vinelli, Chief Economist, CFA Institute added “Climate change is not a future event waiting to happen
เพื่อเพิ่มประสิทธิภาพในการทำงาน ให้ตลาดทุนมีความคล่องตัวและสามารถแข่งขันได้ในระดับสากล ก.ล.ต.? ได้จัดให้มีโครงการบริหารการเปลี่ยนแปลง หรือ Change Programs? ตั้งแต่กลางปี 2552? เน้นการปรับเปลี่ยน 3
Bangkok, January 8, 2010 ? The SEC has officially launched the Change Program, a major initiative to improve its organizational efficiency and Thai capital market competitiveness in the global arena
2. Mrs. Jirapa Titachotinimit (Former name is Miss Jirapa Ingpongpun.) Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in the normal course of securities business, thus violating the Regulations of the Stock Exchange of Thailand Re: Rules and Procedures for Charging Brokerage or Agent?s Fees for the Buying or Selling of Listed Securities and Members? Good Corporate Governance
Name of Marketing Officer Brief Description Notification/Section SEC Administrative Sanction Mr. Pisnu Pirungkapourah Following order of person who is not an account owner or authorized by the client causing damages to such client Notification No. SorThor. 67/2543 Re: Registration of Marketing Offic...
Name of Marketing Officer Brief Description Notification/Section SEC Administrative Sanction 1. Miss Thitiyaporn Sumatar Making decisions to buy or sell securities for clients Notification No. SorThor. 67/2543 Re: Registration of Marketing Officer dated December 21, 2000, amended by Notification No....
Name of Marketing Officer Brief Description Notification/Section SEC Administrative Sanction Miss Sirin Trakoolwong Buying or selling securities beyond clients? orders without authorization causing damages to such clients Notification No. SorThor. 67/2543 Re: Registration of Marketing Officer dated...
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดสัมมนา หัวข้อ “Blockchain Based Business Model Change” ให้ผู้ประกอบธุรกิจตัวกลางในตลาดทุนไทยทุกประเภท และหน่วยงานที่เกี่ยวข้องทราบถึง