Facebook page "The Calm Investor" : Unlicensed securities and derivatives business (Disclosure Date : 19/11/2025)
Facebook อ้างชื่อ The Calm Investor - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 19/11/2568)
whose proxy is their custodian that is a local financial institution, listed companies may bypass request for additional ID documents because the custodians must already have examined their clients? ID
or the provident fund committee, whichever the case may be, the management company may bypass the seeking of approval or consent before entering into every such transaction for the fund with a
has received a written approval from the mutual fund supervisor or a written consent of the clients or the provident fund committee, whichever the case may be, the management company may bypass the
act has occurred for more than ten years prior to the submission date of the application, the SEC Office may, subject to its discretion, bypass the lack of qualifications or the possession of prohibited
following clients, in which case the intermediary may bypass the suitability assessment of clients’ investment or transactions: (1) an institutional investor ; (2) an ultra-high net worth investor or a high
services to the following clients, in which case the intermediary may bypass the suitability assessment of clients’ investment or transactions: (1) an institutional investor; (2) an ultra-high net worth
U City Public Company Limited (Registration No. 0107537000459) 21 TST Tower Soi Choei Phuang, Viphavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand T: + 662 273 8838 F: + 662 273 8858 www.ucity.co.th Ref. No. U.SET 019/2017 October 30, 2017 Subject: Entire business transfer of Unicorn Enterprise Company Limited, capital increase, issuance of the U-W3 Warrants and U-W4 Warrants, issuance and offering of the newly issued preferred shares to be issued and offered to the existing shar...