are eligible for the program), (2) derivatives clearing house business, and (3) the securities trading center and derivatives trading center businesses. In this regard, the related regulations on

, products, mutual funds, listed companies, mergers, intermediaries business operators, auditors, financial advisors, various litigations, licensed and registered persons including mutual funds information

August.The proposed rules aim to facilitate securities companies and derivatives business operators in providing their services of expertise based on available resources, and to expand their business

Bangkok, August 9, 2012 ? The SEC defines trust as securities issuer under the Securities and Exchange Act of 1992 in order to form clearer scope of duties and responsibilities of trust, trustee and

has issued the amended regulations with the key points as follows:   (1)  Revising the reporting scope for business operators to require submission of data or documents on a necessary basis and

In this regard, the Securities and Exchange Commission (SEC) is amending the relevant regulations to support the aforementioned tax benefit measures. These amendments broaden the investment scope of

Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the

Previously SEC had a policy to support securities companies and derivatives business operators in Thailand (or intermediary business operators) to expand their scope of services for Thai investors to

this information service system will act as the information infrastructure for the financial sector and capital market allowing the private sector to use it in business expansion and capital market