On 24 June 2019, SEC Secretary-General Ruenvadee Suwanmongkol, Sirivipa Supantanet and Paralee Sukonthaman, Deputy Secretaries-General, and a group of SEC executives led the first caravan under the
Prior to the on-site inspection, the SEC communicated concerns with the venue owner and the event organizer, resulting in suspension of seven exhibitors’ activities. Today, during the inspection, 16
public at a financial technology exhibition held at a shopping center. The SEC thus conducted an on-site investigation to collect evidence. Today, the SEC and the ECD inspected the exhibition booths at the
. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms
addition, SEC and the capital market business operators have already made necessary preparations and discussed guidelines on business continuity management. Also, respective business continuity plans have
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