The Securities and Exchange Commission (SEC), represented by Mrs. Sittasri Nakasiri, Assistant Secretary-General for Strategy and Planning, received the Best Conduct of Business Regulator in Asia
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวนภนวลพรรณ ภวสันต์ ผู้อำนวยการฝ่ายส่งเสริมเทคโนโลยีทางการเงิน ร่วมเสวนาหัวข้อ “What Roles does Regulator Play in Supporting Fintech
on a new role in a familiar organization and working environment, with the primary goal of leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under
Management Name : Mr CHAIRAT SUWAPAT | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 30/06/2016
SEC to become a signatory to the EMMoU.The IOSCO EMMoU, built upon the IOSCO MMoU introduced in 2002, was adopted in 2017 to strengthen efficiency in cross-border enforcement cooperation among IOSCO
“Navigating the Digital Asset Landscape: Development and Supervision of Digital Assets in the Region.” The event was organized by the Securities and Exchange Regulator of Cambodia (SERC) in collaboration with
Securities and Exchange Regulator of Cambodia (SERC) และร่วมหารือแนวทางการส่งเสริมความร่วมมือหน่วยงานกำกับดูแลตลาดทุนระหว่างไทยและราชอาณาจักรกัมพูชา ในประเด็นการพัฒนาผลิตภัณฑ์ในตลาดทุนข้ามกัน (cross-border
Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors
: 1. I/We am/are under supervision of Home Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which
home regulator is in a foreign jurisdiction would not be subjected to the SEC rules on reporting of acquisition or disposal of securities and tender offer for business takeover; - any foreign issuer