Bangkok, April 4, 2011 - The SEC Board at its meeting No. 4/2011 today has approved the issuance of new license for undertaking brokerage business limited to precious metals derivatives covering gold
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
Line Open Chat ?STOCK EXCLUSIVE 15? impersonates ?AMUNDI Mutual Fund Brokerage Securities (Thailand) Co., Ltd.? : Unlicensed securities and derivatives business (Disclosure Date : 06/02/2025)
Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system
ชื่อผู้ได้มา/จำหน่าย :?DEUTSCHE BANK AG LONDON PRIME BROKERAGE | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 05/07/2549
ชื่อผู้ได้มา/จำหน่าย :?DEUTSCHE BANK AG LONDON PRIME BROKERAGE | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 14/10/2548
ชื่อผู้ได้มา/จำหน่าย :?DEUTSCHE BANK AG LONDON PRIME BROKERAGE | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 02/05/2549
FL 2024 CO., LTD FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, a company licensed