statements;       (2) The opinion given to the shareholders on the reasonableness and overall benefits for the shareholders regarding RS’s request for a whitewash waiver for the mandatory tender offer.   GIFT

personal benefits from the margins of the offer prices.    According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to

Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She

seeking unfair benefits from investor by taking advantage of her duty performance.  In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the

Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch,  for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E

must clarify the necessity and reasonableness as well as the factors used for setting the bid price of GIFT shares higher than the market price.RS is required to submit clarifications and supporting

duties honestly and seeking unlawful benefits from derivatives investment based on non-public information.Following the SET's referral, the SEC conducted a further investigation and found that {A}, then a

artificially driving up prices, engaging in intraday profit-taking, dominating bid orders, and setting closing prices. Meanwhile, Mr. Peeranut sold RPC shares in his other trading account in a manner that

Rules, Conditions and Procedures for Investing in and Seeking of Benefits for Long Term Equity Fund

share price manipulation during 27 March – 28 May 2018, such as accepting the best bid offers, executing bid orders with a small volume of shares to push up the share prices, matching trading orders among