Microsoft Word - Eng-SET Q3-19 reviewed - Clean V. Ref: FASET 04/2019 November 11, 2019 Subject: Report the operating result for the third quarter and for the nine–month period ended September 30
personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
Microsoft Word - ELCID Encl. 3_GJS - IM for RPT (EN) v 9 (03082017) clean Enclosure 3 1 INFORMATION MEMORANDUM ON THE CONNECTED TRANSACTION OF G J STEEL PUBLIC COMPANY LIMITED (Additions) (Amendments
Microsoft Word - 00. Project Unicorn - ELCLID of U - Revised Offering Price EN v2 (05122017) - clean.docx 1 (-Translation-) Ref. No. U.SET 024/2560 December 6, 2017 Subject: Notification on the Change of Details Concerning the Entire Business Transfer of Unicorn Enterprise Company Limited, Capital Increase, Issuance and Allocation of U-W3 and U-W4 Warrants, and Issuance and Offering of Newly Issued Preferred Shares to Specific Investors To: The President Stock Exchange of Thailand Enclosures: 1....
BANGKOK CAPITAL ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 28/06/2021 - 02/07/2021
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
Facebook page "Clean Energy Invest" : Unlicensed securities and derivatives business (Disclosure Date : 17/12/2025)
Facebook page "Clean Energy Saving" : Unlicensed securities and derivatives business (Disclosure Date : 19/01/2026)
seeking unfair benefits from investor by taking advantage of her duty performance. In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the
Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch, for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E