personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
seeking unfair benefits from investor by taking advantage of her duty performance. In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the
Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch, for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E
same year in 2022.” Hosting the IOSCO Annual Meeting will bring about multifold benefits to the capital market and Thailand. For example, the SEC will have another forum to demonstrate its capacity
Committee Meeting without the attendance of the connected director had considered and agreed that this transaction is under normal commercial terms and price comparing with other service provider in the same
Committee concerning a connected transaction, specifying the reasonable and the highest benefit to the company comparing with an independent third party. The Audit Committee Meeting without the attendance of
determined that for five of the 10 tranches (i.e., A265A, A269A, A271A, A271B and A275A), the number of bondholders in attendance failed to meet the quorum requirements as stipulated in the bond terms and
Rules, Conditions and Procedures for Investing in and Seeking of Benefits for Long Term Equity Fund
persons Mr. Sansrit Yenbamrung, Mr.Poomchai Wacharapong and Mrs Yaowalak Poolthong, i.e., the Company’s directors, are also directors of Media Studio Co. Ltd. 6. Meeting attendance and voting right of the