Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak
services dishonestly. Both persons were working at Bangkok Bank Public Company Limited (BBL) at the time of their misconduct.In the case of {A}, BBL's inspection report and the SEC's further investigation
bonds issued by two major issuers – Bank of Ayudhya Public Company Limited and KTB Securities (Thailand) Public Company Limited – and SEC executives
., Ltd.: SCBAM;(6) Merchant Partners Asset Management Limited: MPAM; and (7) UOB Asset Management (Thailand) Co., Ltd.: UOBAM*3. Six commercial banks, namely:(1) Bangkok Bank Public Company Limited: BBL;(2
Note: Bank of Ayudhya Public Company Limited is the bondholder representative of ITD242A, ITD24DA, ITD24DB, ITD254A and ITD266A.