The Securities and Exchange Commission (SEC) organized a virtual training session on “Ethical and Moral Standards of the SEC Staff and the Building of Trust and Confidence in the SEC”. The online
workshop on “Human Rights Due Diligence (HRDD) in Business Operations and Promoting Ethical Recruitment Practices." The workshop aimed to enhance the capacity of businesses to operate with respect for human
to investors. Once the proposed amendments take effect, the SEC expects to approve the establishment of Thailand ESG Fund by early December as well to ensure that investors will be able to benefit
กองทุนรวมแบบ auto approve ตามที่ปัจจุบันมีกองทุนรวม term fund อายุโครงการไม่เกิน 1 ปี ขออนุมัติจัดตั้งแบบ auto approve กับสำนักงานเป็นจำนวนมาก อย่างไรก็ดี เมื่อกองทุนรวมดังกล่าวครบ
On 20 November 2023, JKN submitted information through the SET Electronic Information System regarding an issue where certain board members did not receive the invitation to the Board of Directors meeting for the consideration of the business rehabilitation petition. This incident played a role in the resignation of some JKN directors. In this regard, JKN explained that the decision not to send a formal meeting invitation was prompted by the urgency of the matter. The meeting was therefore condu...
supervise the capital market, while demonstrating good governance characteristics and compatibility with the SEC Code of Ethical Conduct. Individuals lacking appropriateness or displaying traits that
The Ethical Standards Committee requires that state agencies formulate a code of ethics in accordance with the ethical standards specified under the Ethical Standards Act B.E. 2562 (2019). The
sasipim Typewriter (ไม่เปิดเผย) sasipim Typewriter (ไม่เปิดเผย) sasipim Typewriter (ไม่เปิดเผย) 6. 1 - 39/2553 23 2553 8 1. 2. (Governance and Leadership) 3. (Relevant Ethical Requirements) 4
the Ethical Standard Act B.E. 2562 (2019), which has come into force since 17 April 2019. Details of the Declaration of Intent (Thai version only) are available at https://www.sec.or.th
this case, the SEC revoked his approval and barred him from serving as capital market personnel for two years.Vasant Thienhom, SEC Deputy Secretary-General said that "Investors must not authorize or