& Verify(A) SignFile & Verify(B) Authorization details (EF-3) : companyName systemName reportName effectiveDate

manager that she had obtained such authorization and decided to trade by the instruction of clients? appointee or by her own deliberation. For a long period of time, she continually made trading decisions

Company Registration Number Officer Name Officer Email Current Datetime Client Datetime SecSign File Version SignMessage & Verify SignFile & Verify(A) SignFile & Verify(B) Authorization details (EF-3

5, the Queen Sirikit National Convention Center. This year, the SEC presented the booth under the theme, “Investment Literacy in the Digital Era” to empower the public, investors and SMEs in

, the Queen Sirikit National Convention Center.This year, the SEC presented the booth under the theme, “Investment Literacy in the Digital Era” to empower the public, investors and SMEs in navigating

program. The primary objective is to empower trainers with comprehensive knowledge, addressing the specific financial challenges of three target groups: (1) individuals with debts, (2) individuals

securities trading account without any written authorization from the account owner. He admitted that both clients were siblings and the account owner asked her brother to submit trading orders without prior

contact and assigned to work for the company. Such trader later sent several trading orders in the client's account without authorization or contrary to the client's orders, causing damage to the client

Bangkok and officially opened the SEC booth under the theme, "Investment Literacy of the Digital Era.” The exhibition activities aimed to empower the public, investors, and SMEs with financial knowledge and

“Empower Your Money: Save Smart, Live Free.” The SEC officials from the Department of Capital Market Education delivered lectures on financial planning for government officials and conducted a workshop on