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obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re

derivatives and securities trade order instructions, respectively. Obtaining authorization to make securities trading decisions on behalf of the client and failing to keep records of clients? derivatives or

Last Updated : 09 Mar 2025 Debenture summary Debt Securities Offerings Classified by Term Download data Long-Term Debt Securities Offerings Classified by Type of Offerings Download data Debt Securities

authorization before beginning any other activity.The SEC therefore proposes to amend the rules governing the undertaking of other businesses according to the resolution of the Capital Market Supervisory Board

Asset Value Classified by Asset Management Companies ( 4 record(s) found) No. Report Name Data File As of Data Definition 1 [Private Funds] Number of Private Funds and Net Asset Value Classified by Asset

results Securities Offering ( 12 record(s) found) No. Report Name Data File As of Data Definition 1 Equity Securities Offerings Classified by Type of Offerings Quarter 2/2023   2 Debt Securities Offerings

Scorecard ปี 2564 2024-07-23 Fund No. Dataset name File Last updated 1 Mutual Fund : Outstanding Classified by Fund Grop 2025-01-31 2 Investment of Mutual Funds Classified by Types of Assets 2025-03-09 3

& Verify(A) SignFile & Verify(B) Authorization details (EF-3) : companyName systemName reportName effectiveDate