Integration, and Credit Enhancement” ในงานอบรม “Enable ESG Bond Issuance 2025: Practical Approaches, Challenges, and Opportunities” ซึ่งสมาคมตลาดตราสารหนี้ไทย (ThaiBMA) ร่วมกับ ก.ล.ต. และกองทุนส่งเสริมการ

& Verify(A) SignFile & Verify(B) Authorization details (EF-3) : companyName systemName reportName effectiveDate

manager that she had obtained such authorization and decided to trade by the instruction of clients? appointee or by her own deliberation. For a long period of time, she continually made trading decisions

Company Registration Number Officer Name Officer Email Current Datetime Client Datetime SecSign File Version SignMessage & Verify SignFile & Verify(A) SignFile & Verify(B) Authorization details (EF-3

participants’ experience and understanding of organizational management approaches, with speakers from the Organization Transformation Department and the Data Management and Analytics Department. The event

securities trading account without any written authorization from the account owner. He admitted that both clients were siblings and the account owner asked her brother to submit trading orders without prior

contact and assigned to work for the company. Such trader later sent several trading orders in the client's account without authorization or contrary to the client's orders, causing damage to the client

Vitai Ratanakorn and Director and Secretary Roongkiat Ratanabanchuen. The objective was to discuss strategic approaches for developing and promoting the provident fund (PVD) industry and to support the

approaches of both countries and further strengthen cooperation and good relations between the capital market regulatory agencies of Thailand and Malaysia. The event took place on 25-26 August 2025, at the SEC

Center (PCT). The meeting discussed the operational approaches of the Anti‑Cyber Scam Center in addressing mule accounts, including cases involving the use of securities companies to channel or transfer