business operators providing bond securities business services to examine and ensure that the ultimate beneficiary owners (UBO) register for their authentication with the BOT before providing the
the relevant regulation*. The SEC is also proposing to stipulate a minimum Authentication Assurance Level (AAL) for clients’ online transactions via the company’s system based on associated risks
NDID มีเวลาในการทดสอบและพัฒนาระบบที่เพียงพอ ก.ล.ต. จึงเห็นควรขยายเวลาของการมีผลใช้บังคับออกไปอีก 1 ปี เป็นวันที่ 1 ม.ค. 2564 นอกจากนี้ เพื่อยกระดับมาตรฐานการยืนยันตัวตน (Authentication) สำหรับการทำ
method, as well as to increase the trustworthiness in the identification and authentication process for onboarding customers that could boost the standard of performing e-KYC in the capital market. The
without warning statements or warning practices are unclear. The SEC is therefore conducting this public hearing on a proposed amendment to the relevant regulations to establish a clear standard of warning
was completed. The company?s financial statements, accordingly, contains unclear item as to reasonableness of the said transaction which may affect the benefit of securities holders and investment
.” However, the information disclosed by CPAXT may be incomplete or unclear regarding the joint investment in the said project. This could potentially impact the rights and benefits of the shareholders
subject to temporary trading suspension. In addition, the company must proceed to have new operating business to meet the SET regulations within 12 months while its business plan remains unclear
a registration statement previously filed by this applicant. However, the SEC found the same deficiencies on issues such as related party transactions and unclear separation of businesses the