Mr. Thawatchai Pittayasophon, Deputy Secretary-General and acting Secretary-General of the Securities and Exchange Commission (SEC), and Ms. Archinee Pattamasukhon, SEC Assistant Secretary-General, participated in a meeting to discuss guidelines on solutions for investment scams via Facebook Ads, chaired by Mr. Chaiwut Thanakamanusorn, Minister of Digital Economy and Society. Organized by the Ministry of Digital Economy and Society (MDES), the meeting also discussed guidelines on resolving...
business operators providing bond securities business services to examine and ensure that the ultimate beneficiary owners (UBO) register for their authentication with the BOT before providing the
operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the
the relevant regulation*. The SEC is also proposing to stipulate a minimum Authentication Assurance Level (AAL) for clients’ online transactions via the company’s system based on associated risks
NDID มีเวลาในการทดสอบและพัฒนาระบบที่เพียงพอ ก.ล.ต. จึงเห็นควรขยายเวลาของการมีผลใช้บังคับออกไปอีก 1 ปี เป็นวันที่ 1 ม.ค. 2564 นอกจากนี้ เพื่อยกระดับมาตรฐานการยืนยันตัวตน (Authentication) สำหรับการทำ
SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with
goals. The portfolio will be adjusted with a view to rebalancing asset allocation to suit investors? age and risk appetite during a lifecycle. For those who are interested, please find additional
Our Ref: No.V 034/2017 August 11,2017 Subject : Explanation for operation of 2nd quarter of year 2017 Attn : Managing Director The Stock Exchange of Thailand Enclosed please find the financial
find the financial statements for the 3rd quarter of year 2017 ended September 30,2017. The details are as follows: 1. For the 3rd quarter of year 2017, total revenues from sales were 324.7 million Bath