Socatiyanurak, SEC Secretary-General said that the SEC hosted ?Modern business, attentive and ready for any situation?, the first ?SEC for CEO Forum? in 2017 to strengthen cooperation and exchange experience and
be more fit for the situations. These efforts will result in the improvement of the overall audit quality.” At this event, participants exchanged and conferred on numerous globally attentive issues
factual misstatements, limitations of the accounting systems, insufficient internal coordination, and the lack of awareness of the role and duties of the chief financial officer (CFO) and accountants in
-compliance with the advertisement requirements may lead the SEC to instruct the issuer to revise the advertisement content to ensure that investors receive accurate, comprehensive, factual and not misleading
growth; 2) The dark green horizontal line represents justice, balance, and recognized standards and 3) The light green upward curve encapsulating the dark green circle represents attentive and cooperative
in writing and signed by the appellant. It shall clearly state the cause of appeal, reasons of argument against the administrative sanction together with referred factual or legal issues, as the case
inaccurate financial positions in the financial statements, e.g. pseudo capital increase, accounting records without supporting factual evidence, inaccurate investment reports, and overexaggerated liquid
arranger an adequate opportunity to clarify any factual errors, factual omissions, or factual misperceptions that would have a material effect on the credit rating. The CRA should duly evaluate any response
will enable the investors to receive factual, correct and not misleading information related to the sale of investment units or the fund management. Notification of the Office of the Securities and
and providing of services related to fund management is appropriate in terms of content and format, which will enable the investors to receive factual, correct and not misleading information related to