caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities.   The SEC has been monitoring and observing events or exhibitions

, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise caution when allowing

On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset investment is usually exposed to relatively high risk from price volatility. In addition, the SEC reiterates that listed companies should take action and consider various fact...

urges the private sector to exercise caution and refrain from using response letters in such manner.In any case, the SEC’s response letters to inquiries may contain facts that have changed or are specific

standards, and designed to attain four regulatory objectives,  which are fairness, compliance with laws and ethics, responsibility, and transparency. At the ASIFMA Gala Dinner held before the ASIFMA Annual

investor rights protection. With regard to the class action lawsuit, the SEC is of the view that it will facilitate shareholders in their collective action lawsuits and help them attain justice more

respect of CSR and anti-corruption has been appreciated, levels of progress among them remain vary. As such, the SEC urges them to give priority on and continuously develop to attain sustainability. In this

maintain a capital adequacy ratio of no less than 200% and attain no less than three latest consecutive calendar years of net profits, (2)  revising the timeframe for corrective actions by REIT managers

capital market for infrastructure development, not only to bring about better living quality of Thai people but also to attain the utmost benefits from the upcoming ASEAN Economic Community (AEC),? Vorapol

knowledge on financial, investment, and deposit protection, as well as to raise caution of investment scams. The topics covered deposit protection, the “Three Knows” (Know Oneself, Know Others, Know Own Risks