characteristic of capital market business personnel Type 2**. SEC has therefore revoked the approval for Sarunya as investment consultant for five years, effective from 16 September 2020. In addition, her
that YCI shares were traded in big volumes. Such manipulation caused the price and the trading volume of YCI shares to be inconsistent with the normal market condition. In so doing, Siwasit was assisted
regard, Suppharoek assisted or facilitated Thanaris and Audcharapron with such actions. In this regard, Suppharoek assisted or facilitated Thanaris and Audcharapron with such actions. for more details
Mr.Sukrit Choradol Between October 14, 2015 and November 16, 2015, Mr.Sukrit Choradol assisted and facilitated Mr.Suwat Choradol in selling DEMCO Public Company Limited (“DEMCO”)’s shares by
Miss Rinnapa Kunawatsatit Miss Rinnapa Kunawatsatit assisted or facilitated for Mr. Suraphong Triamchanchai in allowing him to use her securities trading account to purchase NPP shares and NPP-W1.
2017 at 20.07 hrs. Moreover, there were 4 individuals, namely: Mr. Jittkasaem Kunchayangkul, Mr. Kasaemson Kunchayangkul, Mrs. Luckana Jantem and Miss Supaporn Saikham, that assisted or facilitated
Securities and Exchange Commission No. KorThor. 16/2555 Re: Determination of Types of Securities Having Characteristic Similar with Investment Units _____________ By virtue of Section 14 of the Securities and