Section 109 Securities and Exchange Act B.E. 2535 Section 109. The Office may require any securities company to submit any report or present any document for any period or from time to time as
Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application
securities in its possession. The SEC is therefore conducting this public hearing to gather feedback from stakeholders. The key points of the proposed amendments are as follows: (1) To require securities
Technology System dated 12 September 2016 (“Notification No. Sor Thor. 37/2559”) require that intermediaries establish policies, measures and operating systems for governance of technology and information
Technology System dated 12 September 2016 (“ Notification No. Sor Thor. 37/2559 ”) require that intermediaries establish policies, measures and operating systems for governance of technology and information
currency ” means any securities or derivatives which require payment in foreign currency, as follows: (1) inbound products ; (2) outbound products ; “ inbound product ” means a capital market product
any securities or derivatives which require payment in foreign currency, as follows: (1) inbound products; (2) outbound products; “inbound product” means a capital market product denominated in foreign
denominated in foreign currency ” means any securities or derivatives which require payment in foreign currency, as follows: (1) inbound product ; (2) outbound product ; “ inbound product ” means a capital