SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
Draft prospectus shall be provided with the following statement on the first page. 5 “The general public is able to request to review or obtain a copy of a registration statement and the draft prospectus
–denominated bonds in Thailand by foreign entities (FX Bonds), and securitized bonds with foreign risk*, are required to obtain an issue rating of not lower than investment grade from an international credit
for clients; (b) providing information regarding capital market products or services for the assigned personnel under (a) to study and acquire the understanding of the details thereof before presenting
เปลี่ยนบริษัทจัดการของกองทุน GET: https://api.sec.or.th/FundFactsheet/fund/ {proj_id}/ fund_manager ชื่อ Field / รายละเอียด seq / ลำดับ (เรียงจากล่าสุด) unique_id / รหัสบริษัทจัดการ efft_date / วันที่มีผล
Impacts Assessment (EIA) and designing – drafting of architectural landscape so as to obtain Building Construction License. The project will be stared in 1Q2020 and it takes one year from start to
creditability of digital asset business operators Pursuant to the Emergency Decree on Digital Asset Businesses of 2018, digital asset business operators are required to obtain a relevant license from the Minister