The SEC found that Bitazza, a licensed digital asset business operator in the category of digital asset broker, provided the service called Crypto Dust to the public by exchanging digital assets
Division of the Royal Thai Police (ECD) for jointly operating the digital asset dealer business without license in violation of Section 26 and subject to the penalties under Section 66 of the Emergency
to the public as available to provide services with respect to the trading or exchange of digital assets for Exmix’s own account in the normal course of business outside the digital asset exchange. In
Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order to evaluate their portfolio investments and transactions. The proposed revision will also resu...
operating the digital asset dealer business under Section 3 of the Emergency Decree on Digital Asset Businesses without license in violation of Section 26 and subject to the penalties under Section 66 of the
asset business operators under the SEC’s supervision wish to participate in the BOT’s Programmable Payment Sandbox, regarding both the use of digital assets as MOP and the conditions for accepting
to digital assets under the Programmable Payment Sandbox.The notifications of the aforesaid amendments will take effect from 6 September 2024 onwards. Remarks:* The two relevant notifications are as
public being unable to access it. The SEC advises investors who use the aforementioned platform to consider withdrawing or transferring their assets from the platform before 2 May 2026 to protect their