Mr. Anek Yooyuen, together with SEC executives, joined the video tape recording to commemorate the auspicious occasion of HM King Maha Vajiralongkorn Phra Vajiraklaochaoyuhua's Birthday Anniversary
. Thawatchai Pittayasophon and Mr. Anek Yooyuen, together with SEC executives, participated in the video tape recording of well-wishing messages to celebrate the auspicious occasion of Her Majesty Queen Sirikit
, together with SEC executives, participated in a video tape recording of well-wishing messages to celebrate the auspicious occasion of Her Majesty Queen Suthida Bajrasudhabimalalakshana’s Birthday Anniversary
with SEC executives, joined the video tape recording to commemorate the auspicious occasion of Her Majesty Queen Sirikit the Queen Mother’s Birthday Anniversary on 12 August 2023. The recording took
Management Name : Mr CHRISTOPHER ROBERT TAPE | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 20/11/2015
orders from her clients and has already been cautioned two times by SCB Securities Co., Ltd. and the SEC.An investment consultant must keep tape evidence of all investment advice and a client's securities
that should have been recorded on audio tape were reported on a written trading order form instead. Evidence of trading order execution is critical and very useful, especially in case of disputes among
-jurisdiction offerings,? said Ranjit Ajit Singh, Chairman of the Securities Commission Malaysia.?I am proud of this achievement. The arrival of the fully harmonized set of disclosure standards simply proved that
keeping of investment advice and trading orders, as the evidence indicated that she had regularly made contact with the client through tape recording system and was able to take client's orders through such
means, the securities company shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities https://publish.sec.or.th/nrs/65se.pdf ประกาศ