The Securities and Exchange Commission (SEC) supported the Digital Library Project initiated by the Department of Children and Youth (DCY), the Ministry of Social Development and Human Security (MSDHS). As part of this initiative, the DCY co-organized a donation of computers and equipment to a group of Phiang Luang School and Border Patrol Police School (a total of 13 schools in the northern region of Thailand). The donation was presented by Mr. Thaneadpon Thanaboonyawat, Secretary to the...

The Securities and Exchange Commission (SEC), represented by the Organization Transformation and Data Management and Analytics Department, welcomed officials from the Office of the Administrative Court (OAC) in support roles, at the professional level, for a study visit. This visit was part of a training program for OAC officials in support roles who are preparing for promotion to the senior professional level. During the visit, the officials participated in a knowledge-sharing session...

information that might adverse affect the client's benefits. Failing to inform sufficient information by concealing material information is, respectively, in violation of Clause 20(2) of the Notification of

adverse affect the client's benefits. Failing to inform sufficient information by concealing material information is, respectively, in violation of Clause 20(2) of the Notification of Capital Market

, said: ?Annual report and other reports such as quarterly financial statements and management discussion and analysis (MD&A) are a good source of material information on listed companies. The annual

The material events in the proposed rules are those already specified and currently required by the Stock Exchange of Thailand (SET) to be reported by listed companies. The proposed rules would allow

Bangkok, June 26, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for failing to inform the client of sufficient information which was material

material and likely to affect the client's benefits.Following the complaint lodged by client and examination report of Bangkok Bank Plc., the SEC further probed into the case and found that the client

Bangkok, March 1, 2016 -  The SEC has suspended {A}, a securities investment consultant at Bangkok Bank PCL., for failing to inform a client of material information, which consequently incurred