notifications have been revised, containing the key amendments as follows:    (1) Allowing the foreign issuer to file an application for approval of offer for sale of bonds denominated in Thai baht (baht bonds

Kasikornthai Asset Management 3 Tisco Equity Growth-SSF Tisco Asset Management 4 Bualuang Thai Equity-SSF Bualuang

SEC is proposing to amend the regulation on the establishment and management of the paperless mutual funds in accordance with the Thai capital market development plan, and to become a part of the

on principles to laying out the framework of related rules to allow a business operator to apply for SEC’s approval and represent itself as wealth advisor to interested persons.Rules regarding

and authorized director Mr. Arak Ratborihan on account of offering for sale of newly issued shares for a private placement without obtaining a prior approval from the SEC.According to the SEC's further

Bangkok, March 18, 2015 ? The SEC revoked the approval of a financial advisor supervisor, namely {A} of KPMG Phoomchai Business Advisory Ltd., for willfully imparting false statement and concealing

circumstance, many audit firms in the capital market tend to postpone nomination of persons to apply for approval as auditor in the capital market, which may cause the number of auditors in the capital market

หนังสือออกภายนอก (Thai) 1 หน้า (Translation) Ref. 10000400/ 245 /17 November 30, 2017 Subject Notification of connected transaction relating to assets or service for the purchase of land from PTT

approval granted for updating of the procedural guidelines of Association of Thai Securities Companies will enable more convenience and flexibility for investors in making their investment.”Currently SEC

Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference (Translation) PAGE (Translation) 3 Readers should be aware that