A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was initiated. This project encourages both existing and new business operators to provide more...

(Thailand)?s  report submitted to the SET on irregularity of some futures trading price in TFEX as sold by the company?s clients in January 2014. In any case, filing a criminal complaint commences the

share price and trading volume against normal market conditions. In this regard, SEC has found that one of the factors for such trading irregularity was that the true free float of DELTA shares was low

with irregularity in price of securities in which mutual funds invest.  AIMC will later announce the reviewed guideline for NAV calculation, affirmed Mr. Vorapol.

gold prices traded in the market in calculation of domestic fund?s NAV. Without irregularity, closing price of foreign ETF remains in use. The SEC has also discussed the matter with staff of Singapore

Even though the Thai financial system remains strong, with commercial banks holding healthy levels of capital and liquidity reserves, the liquidity stress and the resulting irregularity in the

and auditors play a crucial role in giving investors a rise to signal irregularity in a company through its financial statements. In particular for sizable listed companies and securities companies

. They divided responsibilities for placing trading orders of FVC stocks, while coordinating and supporting one another consistently. This resulted in irregularity of the FVC share prices and trading

million, with the following factors affecting performance as follow: 1. The refinery’s average production rate increased 2% from the previous quarter. Due to in Q1/2019 an irregularity with the Gas

analysis of accounts receivable aging and assessment of past debt collection experience. Accordingly, the Corporate Group has experienced very little bad debts and has not found any irregularity in 2018 and