.{A} case was referred from the Stock Exchange of Thailand for the SEC's further investigation while cases of {B} and {C} were detected by the SEC's routine inspection. The SEC found from the probe that
decreased. Compared between the years 2016 and 2017, the average exchange rate of Thai baht/Singapore dollar appreciated from 25.2481 to 24.2812 and Thai baht/US dollar appreciated from 34.0574 to 32.9767. As
, the total size of transactions does not exceed 15% of CPN
a 3-month maturity term.So far, the testing results of the blockchain based bond offering system under the regulatory sandbox project have not detected any technological issues or obstacles that
remediation plan to prevent recurrence of similar incidents. In any case, the detected deficiencies will be considered in detail when the SEC reviews KPMG’s audit quality control system
securities investment exceeding the approved amount was also detected by the auditor causing the auditor unable to verify the correctness and completeness of the investment transaction. The SEC, therefore, has
price increased to 3,234USD/ton in Q4 2017 from 2,518USD/ton in Q4 2016. Thai Baht appreciated against the US dollar by 7% from 35.57 THB/USD in Q4 2016 to 33.11 THB/USD in Q4 2017. As a result of the
ordered him to pay a minimum fine of 500,000 baht.The SEC appreciated the assistance of The Securities Commission Malaysia in compilation of facts and evidence, which contributed to the successful handling
Securities and Exchange Act B.E. 2535 (1992) (SEA). The Settlement Committee, therefore, imposed a penalty fine of 80,995,415.67 baht on him.In this regard, the SEC appreciated cooperation and assistance