Bangkok, June 13, 2014 ? The SEC is seeking public comment on rule revisions on subscription, underwriting, and allotment of newly issued securities and securities underwriting. The revisions aim at eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities underwriting will also be revised in responsive to current circumstances. The consultation...
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Bangkok, May 22, 2012 ? The SEC extended the submission period of Professional Waste Technology Plc. ("PRO") financial statements for 2011 and Q1/2012 to May 31, 2012. Previously, the SEC directed
differed from what had appeared in the application for business rehabilitation. POLAR missed the submission deadline of the special audit report on 24 July 2017. POLAR must expedite the submission of the
Bangkok, February 15, 2011 ? The SEC has extended the submission date of the special audit report of Bliss-Tel Plc. (BLISS) until no later than February 28, 2011. Earlier, the SEC had ordered BLISS
Bangkok, December 16, 2011 ? The SEC declines to extend deadline for Tongkah Harbour Plc. (THL)?s special audit report submission, which is required to submit to the SEC within December 9, 2011.The
Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, clarified: “The SEC, to the best effort, has taken actions under the authority in this case, e.g., instructing the company to disclose information, extend the scope of special audit, and notify investors; and cooperating with relevant law enforcement agencies. We have, so far, made substantial progress in the investigations into the case. With regard to investor rights protection, the SEC has rendered ful...
Earlier, the SEC instructed SAM to conduct a special audit and submit the special audit report by 26 March 2025.* The company later requested a deadline extension to 26 April 2025, as it is in the process of selecting an auditor from the SEC Approved List. As conducting a special audit is a crucial matter that may impact the rights and benefits of securities holders or influence investor decisions, SAM’s Board of Directors responsible for the company’s management is advised to expedite th...
On 23 May 2023, the Capital Market Supervisory Board Meeting No. 5/2566 passed a resolution approving in principle the proposed amendments to the regulations related to disclosure and submission