Bangkok, June 13, 2014 ? The SEC is seeking public comment on rule revisions on subscription, underwriting, and allotment of newly issued securities and securities underwriting. The revisions aim at eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities underwriting will also be revised in responsive to current circumstances. The consultation...
investor access to information prepared by professionals with understanding of foreign products for investment decision-making. With respect to movement to a host country, professionals approved by the
financial planning and investment under the theme, “Choose Your Lifestyle: Start with Financial Planning” to 150 medical professionals at the Queen Sirikit Heart Center of the Northeast, Khon Kaen
SEC Secretary-General Ruenvadee Suwanmongkol said: “Nowadays, digital assets are used for fundraising and trading. Also, Blockchain innovation and Distributed Ledger Technology (DLT) are applied to non-financial industries such as energy, arts, entertainment or sports whereby various assets are converted into digital tokens to enhance transaction efficiency and consumer accessibility. Regulators in various countries have expressed views and laid out guidelines for digital asset oversight t...
The webinar aimed to equip professionals in the Thai capital market with a fundamental understanding of ESG factors and the knowledge of how to provide ESG-related services to their clients, as well
Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, clarified: “The SEC, to the best effort, has taken actions under the authority in this case, e.g., instructing the company to disclose information, extend the scope of special audit, and notify investors; and cooperating with relevant law enforcement agencies. We have, so far, made substantial progress in the investigations into the case. With regard to investor rights protection, the SEC has rendered ful...
________________________หมายเหตุ:ตามลิงก์ https://zipmex.com/th/en/announcements/update-on-moratorium-proceedings-29072022-3/
their right within deadline. ________________________Remark: Link to Zipmex Group’s announcement: https://zipmex.com/th/en/announcements/update-on-moratorium-proceedings-29072022-3/
Protection Policy applies to the business operators who have been licensed by the SEC Office, the market professionals who have been approved by the SEC Office, other persons approved by the SEC Office, as
& Professional Brokerage Investor Mutual Fund Investor Debenture Investor Digital Asset Investor Investor Dataset UseCase EN TH Home > Intermediaries > Professional Intermediaries and Professionals Figure of